{"id":656536,"date":"2025-03-10T07:35:29","date_gmt":"2025-03-10T04:35:29","guid":{"rendered":"https:\/\/en.buradabiliyorum.com\/robinhood-to-pay-30m-to-settle-us-regulator-probes\/"},"modified":"2025-03-10T07:35:29","modified_gmt":"2025-03-10T04:35:29","slug":"robinhood-to-pay-30m-to-settle-us-regulator-probes","status":"publish","type":"post","link":"https:\/\/buradabiliyorum.com\/en\/robinhood-to-pay-30m-to-settle-us-regulator-probes\/","title":{"rendered":"#Robinhood to pay $30M to settle US regulator probes"},"content":{"rendered":"<p style=\"float:right;margin:0 0 10px 15px;width:240px\">\n                        <img decoding=\"async\" src=\"https:\/\/images.cointelegraph.com\/images\/840_aHR0cHM6Ly9zMy5jb2ludGVsZWdyYXBoLmNvbS91cGxvYWRzLzIwMjUtMDMvMDE5NTdkZTAtZTI5ZC03OTM1LTliNzItZjhjNjFkM2YyNTI1.jpg\" class=\"type:primaryImage\">\n                    <\/p>\n<p>Robinhood agreed to pay $29.75 million in fines and restitution for failing to respond to several \u201cred flags\u201d stemming from its supervision and compliance practices.<\/p>\n<p><p>Online trading platform Robinhood has agreed to pay $29.75 million to settle several probes from the Financial Industry Regulatory Authority (FINRA) related to the company\u2019s supervision and compliance practices.<\/p>\n<p>The settlement figure consisted of a $26 million civil fine and $3.75 million restitution to customers, FINRA <a rel=\"nofollow\" target=\"_blank\" data-ct-non-breakable=\"null\" href=\"https:\/\/www.finra.org\/media-center\/newsreleases\/2025\/finra-orders-robinhood-financial-pay-375-million-restitution\" rel=\"null\" target=\"null\" title=\"null\">said<\/a> on March 7. Robinhood failed to \u201crespond to red flags of potential misconduct,\u201d FINRA said, leading to Anti-Money Laundering and supervisory and disclosure violations.<\/p>\n<p>FINRA <a rel=\"nofollow\" target=\"_blank\" data-ct-non-breakable=\"null\" href=\"https:\/\/www.finra.org\/sites\/default\/files\/2025-03\/robinhood-AWC-030725.pdf\" rel=\"null\" target=\"null\" title=\"null\">found<\/a> that Robinhood Financial failed to reasonably supervise its clearing system despite there being noticeable processing delays due to increased demand between March 2020 and January 2021, which coincides with when Robinhood restricted trading in so-called meme stocks such as <a href=\"https:\/\/buradabiliyorum.com\/en\/category\/game\/\" data-internallinksmanager029f6b8e52c=\"7\" title=\"Game\" target=\"_blank\" rel=\"noopener\">Game<\/a>Stop (GME) and AMC Entertainment Holdings (AMC).<\/p>\n<p>Read more<\/p>\n<\/p>\n<blockquote><p><strong><span style=\"color: #ff6600;\">If you liked the article, do not forget to share it with your friends. Follow us on\u00a0<span style=\"color: #ff0000;\"><a style=\"color: #ff0000;\" href=\"https:\/\/news.google.com\/publications\/CAAqBwgKMN63nwsw68G3Aw\" target=\"_blank\" rel=\"nofollow noopener noreferrer\">Google News<\/a><\/span>\u00a0too, click on the star and choose us from your favorites.<\/span><\/strong><\/p><\/blockquote>\n<blockquote>\n<p style=\"text-align: center;\"><strong>If you want to read more <a href=\"https:\/\/buradabiliyorum.com\/en\/category\/news\/\" data-internallinksmanager029f6b8e52c=\"2\" title=\"News\" target=\"_blank\" rel=\"noopener\">News<\/a> articles, you can visit our <span style=\"color: #ff9900;\"><a style=\"color: #ff9900;\" href=\"https:\/\/en.buradabiliyorum.com\/category\/general\/\" target=\"_blank\" >General category.<\/a><\/span><\/strong><\/p>\n<\/blockquote>\n<p><span style=\"color: black;\"><a style=\"color: #ff9900;\" href=\"https:\/\/cointelegraph.com\/news\/robinhood-pay-30-million-to-settle-us-regulator-probe?utm_source=rss_feed&#038;utm_medium=feed&#038;utm_campaign=rss_partner_inbound\" target=\"_blank\" >Source<\/a><\/span><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Robinhood agreed to pay $29.75 million in fines and restitution for failing to respond to several \u201cred flags\u201d stemming from its supervision and compliance practices. Online trading platform Robinhood has agreed to pay $29.75 million to settle several probes from the Financial Industry Regulatory Authority (FINRA) related to the company\u2019s supervision and compliance practices. The&#8230;<\/p>\n","protected":false},"author":1,"featured_media":656537,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"fifu_image_url":"https:\/\/images.cointelegraph.com\/cdn-cgi\/image\/format=auto,onerror=redirect,quality=90,width=1200\/https:\/\/s3.cointelegraph.com\/uploads\/2025-03\/01957de0-e29d-7935-9b72-f8c61d3f2525","fifu_image_alt":"","footnotes":""},"categories":[1],"tags":[86706,117,33897,70934,71407],"class_list":["post-656536","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-general","tag-robinhood","tag-business","tag-money-laundering","tag-regulation","tag-trading"],"_links":{"self":[{"href":"https:\/\/buradabiliyorum.com\/en\/wp-json\/wp\/v2\/posts\/656536","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/buradabiliyorum.com\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/buradabiliyorum.com\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/buradabiliyorum.com\/en\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/buradabiliyorum.com\/en\/wp-json\/wp\/v2\/comments?post=656536"}],"version-history":[{"count":0,"href":"https:\/\/buradabiliyorum.com\/en\/wp-json\/wp\/v2\/posts\/656536\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/buradabiliyorum.com\/en\/wp-json\/wp\/v2\/media\/656537"}],"wp:attachment":[{"href":"https:\/\/buradabiliyorum.com\/en\/wp-json\/wp\/v2\/media?parent=656536"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/buradabiliyorum.com\/en\/wp-json\/wp\/v2\/categories?post=656536"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/buradabiliyorum.com\/en\/wp-json\/wp\/v2\/tags?post=656536"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}